Monthly Archives :

August 2016

Holding(s) in company
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii Griffin Mining Limited
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights X
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached  
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments  
An event changing the breakdown of voting rights  
Other (please specify):  
3. Full name of person(s) subject to the notification obligation: iii Overbrook Management Corporation
4. Full name of shareholder(s) (if different from 3.):iv Andrew J Goffe

Overbrook Select Master Fund

Overbrook Opportunity Fund I LP

Overbrook Opportunity Fund II LP
5. Date of the transaction and date on which the threshold is crossed or reached: v 3 August 2016
6. Date on which issuer notified: 4 August 2016
7. Threshold(s) that is/are crossed or reached: vi, vii From below 5% to above 5%

 

8. Notified details:
A: Voting rights attached to shares viii, ix
Class/type of shares

if possible using the ISIN CODE

 Situation previous to the triggering transaction Resulting situation after the triggering transaction
Number of Shares Number of Voting Rights Number of shares Number of voting rights % of voting rights x
Direct Direct xi Indirectxii Direct Indirect
Ordinary Shares

BMG319201049

  

8,936,137

  

8,936,137

  

9,186,137

  

9,186,137

  

 

  

5.13%

  

 

 

B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument Expiration date xiii Exercise/Conversion Period xiv Number of voting rights that may be acquired if the instrument is exercised/converted. % of voting rights
– – – – –

 

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial instrument Exercise price Expiration date xvii Exercise/Conversion period xviii Number of voting rights instrument refers to

 

 % of voting rights xix, xx

 
– – – – –

 

 Nominal Delta
– –

 

Total (A+B+C)
Number of voting rights Percentage of voting rights
 

9,186,137

  

5.13%

 

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi
Andrew Goffe is the majority shareholder of Overbrook Management Corporation and each of the other shareholders listed in Section 4 is an investment vehicle which is managed by Overbrook Management Corporation.

As an SEC Registered Investment Advisor, Overbrook Management Corporation is consequently subject to the shareholder disclosure thresholds prescribed by DTR 5.1.5.

 

 

 

Proxy Voting:
10. Name of the proxy holder: N/A
11. Number of voting rights proxy holder will cease to hold: N/A
12. Date on which proxy holder will cease to hold voting rights: N/A

 

13. Additional information: None.
14. Contact name: Lloyd Moskowitz
15. Contact telephone number: +1 6463159714